Institutional Investor

Institutional Investors Info and Submission Sheet

 

 
What Does Institutional Investor Mean?
A non-bank person or organization that trades securities in large enough share quantities or dollar amounts that they qualify for preferential treatment and lower commissions. Institutional investors face fewer protective regulations because it is assumed that they are more knowledgeable and better able to protect themselves.
 
Investopedia explains
Institutional Investor: Watching what the big money is buying can sometimes be a good indicator, as they (supposedly) know what they are doing. Some examples of institutional investors are pension funds and life insurance companies.
 
 
 
What Does Qualified Institutional Buyer – QIB Mean? 
Primarily referring to institutions that manage at least $100 million in securities including banks, savings and loans institutions, insurance companies, investment companies, employee benefit plans, or an entity owned entirely by qualified investors. Also included are registered broker-dealers owning and investing, on a discretionary basis, $10 million in securities of non-affiliates.
Investopedia explains:
Qualified Institutional Buyer: QIBs are eligible to participate in the Rule 144A market.
 

 

 

Investor Questionnaire

If you would like to be contacted please fill in the form below and press submit.

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I have had an individual income in excess of $200,000 in each of the two most recent years and reasonably expect an individual income in excess of $200,000 in the current year.
My spouse and I have had joint income in excess of $300,000 in each of the two most recent past years and we reasonably expect joint income of $300,000 or more in the current year.
I have an individual net worth or joint net worth with my spouse in excess of $1,000,000.
None of these apply